We are seeking Business Support Manager role to join our Wealth Management Department (WM) who excels at bridging the gap between high-level strategy & front-line execution.

Key Responsibilities

1.      Business Liaison - Be a key part of Middle Office function in WM business to liaise with various stakeholders across sales teams and functional departments to execute business strategy and firm-wide initiatives

2.      Regulatory Governance - Formulate and maintain front-line policies to ensure full compliance with current regulations for front-line sales operation

3.      Sales Process Oversight - Manage end-to-end compliance for sales activities include but not limited to trading documentation, pre- & post- trade controls, selling compliance and suitability assessment

4.      Digital Innovation – Participate in the development & enhancement of trading platforms, digital channels and internal systems

1.      Bachelor’s degree or above; major in Finance or Business is preferred but not a must

2.      Practical experience in middle office functions & sales governance, preferably in wealth management, securities brokerage or private banking field

3.      Familiarity with SFC regulatory requirements & compliance considerations regarding suitability & sales conduct

4.      Exhibit a high-level of integrity, accountability & quality awareness

5.      Strong communication skills in English & Chinese

6.      Less-seasoned candidate with appropriate mentality and capability will be considered

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to recruitment@gtjas.com.hk.

(Data collected will be kept strictly confidential and used for recruitment purpose only.)