l   Provide day-to-day compliance advisory support to the Secondary Markets business lines.

l   Advise on and support the development of new business and product initiatives, including licensing requirements, appropriate business model structuring, and virtual asset and/or tokenized securities considerations.

l   Review and update policies, procedures, and control frameworks to reflect regulatory and business changes, as required.

l   Support regulatory inquiries and manage day-to-day interactions and coordination with regulators.

l   Handle client complaints in accordance with applicable regulatory requirements and internal policies.

l   Prepare management reports.

l   Perform other ad hoc duties as assigned by the Team Head.

l   University degree holder in Finance, Accounting, Law or related discipline;

l   3 - 4 years relevant experience working in compliance function;

l   Knowledge in SFC rules and relevant regulation;

l   Exposure to equity, structure products and/or OTC derivative is a plus;

l  Pro-active, self-motivated, assertive and well organized;

l  Ability to work independently and yet remain a strong team player;

l  Proactive approach to problem solving;

l  Demonstrates the ability to deal with confrontation and remain calm under pressure;

l  Excellent command in both written and spoken English and Chinese, fluency in Putonghua is a must.

We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to recruitment@gtjas.com.hk.

(Data collected will be kept strictly confidential and used for recruitment purpose only.)